Securities Division remains focused on fraud awareness and prevention SANTA FE – New Mexicans made 10,638 reports of fraud to the Federal Trade Commission in 2025, totaling $50.7 million in losses. This National Consumer Protection Week, March 1-7, the Securities...
February 26, 2026 SANTA FE –The state has ordered a mandatory recall of a medical cannabis lollipop after regulators found it exceeded the legal THC limit. The Cannabis Control Division determined that the edible cannabis product, manufactured by GH LLC and sold...
New Mexico Securities Division unveils the top investor threats SANTA FE — The New Mexico Securities Division warns New Mexicans about new, sophisticated schemes bad actors are using to steal money from investors. Drawing on data from the North American Securities...
State regulator shares tips for fraud prevention SANTA FE – The New Mexico Securities Division is warning the public not to be fooled this Halloween by deceptive digital content and to stay alert for scammers masquerading as government officials, law enforcement, or...
Company defrauded 450 elderly investors nationwide SANTA FE – Safeguard Metals LLC and its owner Jeffrey Ikahn will pay $51.2 million in restitution and penalties for defrauding 450 elderly investors out of retirement savings in a precious metals scheme, state and...
Impacted New Mexicans will receive restitution plus interest SANTA FE – The New Mexico Securities Division announced today that is has joined a multistate settlement with Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade following an investigation into...
SANTA FE – A bill that would establish an enforcement bureau within the Regulation and Licensing Department and expand the Cannabis Control Division’s regulatory authority is one step away from becoming law after passing the New Mexico Senate today. House Bill 10 will...
HB 10 gives Cannabis Control Division more authority over illicit activity SANTA FE — A bipartisan bill that would establish an enforcement bureau within the New Mexico Regulation and Licensing Department and expand the Cannabis Control Division’s regulatory authority...
SANTA FE — Today, the New Mexico Securities Division, as part of a task force of state securities regulators and the U.S. Securities and Exchange Commissions (SEC), announced a $106 million settlement with Vanguard Marketing Corporation and The Vanguard Group, Inc....
Working group finds supervisory failures with Class A mutual fund shares SANTA FE – The New Mexico Securities Division, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co.,...
