NM Uniform Securities Act
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- NM Uniform Securities Act
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Securities Division
- About Us
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- Registering Securities and Exemptions
- Statute and Rules
- Consumer Protection & Investor Education
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Article 1. General Provisions
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Article 2. Exemptions from Registration of Securities
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Article 3. Registration of Securities and Notice Filing of Federal Covered Securities
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Article 4. Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives and Federal Covered Investment Advisers
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Article 5. Fraud and Liabilities
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Article 6. Administration and Judicial Review
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